SFC Licences of TIAN Mengning 田夢寧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 28 February 2024 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 28 February 2024 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 2 | 28 February 2024 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 28 February 2024 | |
Soochow Securities International Capital Limited 東吳證券國際融資有限公司 | RE | 6 | 20 October 2022 | 28 January 2024 |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 10 August 2022 | 14 September 2022 |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 4 | 10 August 2022 | 14 September 2022 |