SFC Licences of TIAN Mengning 田夢寧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 6 28 February 2024
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 28 February 2024
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 2 28 February 2024
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 28 February 2024
Soochow Securities International Capital Limited 東吳證券國際融資有限公司 RE 6 20 October 2022 28 January 2024
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 10 August 2022 14 September 2022
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 4 10 August 2022 14 September 2022