SFC Licences of LEE Yat 李逸
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 2 | 07 December 2023 | |
| UBS Securities Hong Kong Limited | RE | 1 | 07 December 2023 | |
| UBS Securities Asia Limited | RE | 2 | 07 December 2023 | |
| UBS Securities Asia Limited | RE | 1 | 07 December 2023 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 16 February 2023 | 19 November 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 16 February 2023 | 19 November 2023 |