SFC Licences of XIANG Wenxin 项文心
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 7 | 19 March 2024 | |
UBS Securities Hong Kong Limited | RE | 2 | 19 March 2024 | |
UBS Securities Hong Kong Limited | RE | 1 | 19 March 2024 | |
UBS Securities Asia Limited | RE | 2 | 19 March 2024 | |
UBS Securities Asia Limited | RE | 1 | 19 March 2024 | |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 11 April 2023 | 25 February 2024 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 11 April 2023 | 25 February 2024 |