SFC Licences of XIANG Wenxin 项文心

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Hong Kong Limited RE 7 19 March 2024
UBS Securities Hong Kong Limited RE 2 19 March 2024
UBS Securities Hong Kong Limited RE 1 19 March 2024
UBS Securities Asia Limited RE 2 19 March 2024
UBS Securities Asia Limited RE 1 19 March 2024
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 11 April 2023 25 February 2024
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 11 April 2023 25 February 2024