SFC Licences of GAO Tian 高天
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 | RE | 4 | 26 January 2024 | |
Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 | RE | 1 | 26 January 2024 | |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 01 November 2023 | 27 December 2023 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 01 November 2023 | 27 December 2023 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 01 November 2023 | 27 December 2023 |
Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 | RE | 4 | 16 August 2023 | 09 October 2023 |
Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 | RE | 1 | 16 August 2023 | 09 October 2023 |