SFC Licences of YEUNG Queenie Wan Man 楊韻汶

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNS Securities (HK) Limited RO 4 02 July 2021 31 December 2022
BNS Securities (HK) Limited RO 1 02 July 2021 31 December 2022
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 RE 1 14 December 2017 11 April 2018
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 06 December 2016 10 April 2018
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 29 June 2016 10 April 2018
CLSA Limited 中信里昂證券有限公司 RO 1 16 December 2015 11 April 2018
CLSA Futures Limited 里昂期貨有限公司 RE 2 13 January 2015 15 February 2016
CLSA Limited 中信里昂證券有限公司 RE 1 13 January 2015 16 December 2015
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 07 September 2012 09 January 2015
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 07 September 2012 09 January 2015
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 7 07 November 2008 02 June 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 07 November 2008 02 June 2012
Credit Suisse Futures (Hong Kong) Limited RE 7 12 December 2007 24 November 2008
Credit Suisse Futures (Hong Kong) Limited RE 2 12 December 2007 24 November 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 13 March 2006 02 June 2012