SFC Licenceholders of Ubiquant Asset Management Co., Limited
- compliance@ubiquant-hk.com
- Website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHEN Zhongwei 陳中偉 | RE | 9 | 25 September 2023 | |
| CHEN Zhongwei 陳中偉 | RE | 4 | 25 September 2023 | |
| HUANG Ye 黃燁 | RE | 9 | 10 October 2022 | |
| LUO Shanshan 羅山山 | RO | 9 | 03 November 2021 | 27 September 2022 |
| SHU Yixuan 舒译萱 | RO | 9 | 25 October 2023 | |
| SHU Yixuan 舒译萱 | RO | 4 | 25 October 2023 | |
| SUN Yufei 孫宇飛 | RO | 9 | 18 August 2023 | |
| SUN Yufei 孫宇飛 | RO | 4 | 18 August 2023 | |
| SUN Yufei 孫宇飛 | RE | 4 | 20 June 2023 | 18 August 2023 |
| SUN Yufei 孫宇飛 | RE | 9 | 11 October 2022 | 18 August 2023 |
| TSUI Pak Fai 徐碧輝 | RO | 4 | 30 May 2023 | |
| TSUI Pak Fai 徐碧輝 | RO | 9 | 26 September 2022 | |
| TSUI Pak Fai 徐碧輝 | RE | 9 | 06 September 2022 | 26 September 2022 |
| WONG Ching Yee 黃靜怡 | RE | 9 | 03 January 2024 | |
| WONG Ching Yee 黃靜怡 | RE | 4 | 03 January 2024 | |
| WONG Ho Yin 黃浩賢 | RE | 9 | 02 January 2024 | |
| WONG Ho Yin 黃浩賢 | RE | 4 | 02 January 2024 | |
| ZHANG Huan 張環 | RO | 4 | 30 May 2023 | 30 November 2023 |
| ZHANG Huan 張環 | RO | 9 | 03 November 2021 | 19 December 2023 |
| ZHANG Yan 張龑 | RO | 9 | 25 October 2023 | |
| ZHANG Yan 張龑 | RO | 4 | 25 October 2023 | |
| ZHANG Yan 張龑 | RE | 9 | 30 August 2023 | 25 October 2023 |
| ZHANG Yan 張龑 | RE | 4 | 30 August 2023 | 25 October 2023 |
| ZHOU Jing 周景 | RE | 4 | 20 June 2023 | 05 January 2024 |
| ZHOU Jing 周景 | RE | 9 | 22 March 2023 | 05 January 2024 |