SFC Licences of KWOK Ching Oi, San 郭靜愛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司	RE	3	26 January 2005	27 April 2005
Emperor Securities Limited 英皇證券有限公司	RE	1	26 January 2005	27 April 2005
Emperor Futures Limited 英皇期貨有限公司	RE	2	26 January 2005	27 April 2005
Haitong International Futures Limited 海通國際期貨有限公司	RE	2	24 August 2004	11 January 2005
Haitong International Securities Company Limited 海通國際證券有限公司	RE	3	24 August 2004	11 January 2005
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	24 August 2004	11 January 2005
CES Forex (HK) Limited 光證外匯（香港）有限公司	RE	3	01 April 2003	17 August 2004
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	2	01 April 2003	17 August 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	01 April 2003	17 August 2004
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	9	01 April 2003	19 January 2004
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	5	01 April 2003	19 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	9	01 April 2003	19 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	6	01 April 2003	19 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	4	01 April 2003	19 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	7	01 April 2003	07 July 2003