SFC Licences of LEE Bing Sum, Samuel 李炳森
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Instinet Pacific Limited 極訊亞太有限公司 | RO | 7 | 14 September 2007 | 03 December 2012 |
| Instinet Pacific Limited 極訊亞太有限公司 | RO | 4 | 14 September 2007 | 03 December 2012 |
| Instinet Pacific Limited 極訊亞太有限公司 | RO | 1 | 14 September 2007 | 03 December 2012 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 7 | 03 May 2007 | 14 September 2007 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 4 | 03 May 2007 | 14 September 2007 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 1 | 23 April 2007 | 14 September 2007 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 11 September 2006 | 21 March 2007 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 11 September 2006 | 21 March 2007 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 01 April 2003 | 21 August 2006 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 9 | 01 April 2003 | 20 January 2004 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 01 April 2003 | 20 January 2004 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 01 April 2003 | 20 January 2004 |