SFC Licences of LAU Tim Fai, Timothy 劉添輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司
RE 1, 2 30 April 2013 18 October 2013
Enlighten Securities Limited 名匯證券有限公司
RE 1 25 January 2013 28 March 2013
Enlighten Futures Limited 名匯期貨有限公司
RE 2 25 January 2013 28 March 2013
Well Link Securities Limited 立橋證券有限公司
RE 1, 2 07 June 2010 16 April 2012
Haitong International Securities Company Limited 海通國際證券有限公司
RE 1 15 April 2010 28 May 2010
Haitong International Futures Limited 海通國際期貨有限公司
RE 2 15 April 2010 28 May 2010
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司
RE 2 12 August 2009 28 May 2010
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司
RE 1 02 June 2009 28 May 2010
Rifa Securities Limited 日發證券有限公司
RE 1 07 April 2008 01 June 2009
Beevest Securities Limited 蜂投證券有限公司
RE 1, 2 30 January 2007 31 March 2008
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司
RE 2 01 April 2003 01 January 2007
KGI Asia Limited 凱基證券亞洲有限公司
RE 1 01 April 2003 01 January 2007
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司
RE 5, 9 01 April 2003 01 June 2004
KGI Asia Limited 凱基證券亞洲有限公司
RE 4, 6, 9 01 April 2003 01 June 2004