SFC Licences of LI Dominic Song Ching 李崇正

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Plouton Asset Management Limited 弘富資產管理有限公司	RO	9	31 January 2024
Select Investment Services Limited 弘富投資服務有限公司	RO	4	31 January 2024
Select Investment Services Limited 弘富投資服務有限公司	RE	1	31 January 2024
Canfield Securities Company Limited 勤豐證券有限公司	RE	1	09 December 2019	31 August 2023
Canfield Securities Company Limited 勤豐證券有限公司	RO	9	02 September 2019	31 August 2023
Canfield Securities Company Limited 勤豐證券有限公司	RO	4	02 September 2019	31 August 2023
KBR Fund Management Limited	RO	9	24 November 2017	31 August 2019
KBR Fund Management Limited	RO	4	24 November 2017	31 August 2019
KBR Fund Management Limited	RE	9	25 September 2017	24 November 2017
KBR Fund Management Limited	RE	4	25 September 2017	24 November 2017
Phoenix Capital (International) Limited 鳳凰(國際)資本有限公司	RO	9	29 November 2016	30 March 2017
Phoenix Capital (International) Limited 鳳凰(國際)資本有限公司	RO	4	29 November 2016	30 March 2017
CC Finance Limited 思齊資本融資有限公司	RE	6	20 October 2008	01 March 2011
CC Finance Limited 思齊資本融資有限公司	RE	4	20 October 2008	01 March 2011
CC Finance Limited 思齊資本融資有限公司	RE	1	20 October 2008	01 March 2011
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RE	4	27 September 2007	01 May 2008
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司	RE	2	11 April 2006	01 May 2008
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RE	6	11 April 2006	01 May 2008
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	1	11 April 2006	01 May 2008