SFC Licences of TSOI Kwok Keung 蔡國強

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Heisenberg Capital Management Limited 海森堡資本管理有限公司 RO 9 28 July 2022 28 December 2022
Amber Hill Capital Limited 安山資本有限公司 RO 9 20 December 2021 31 December 2021
Amber Hill Capital Limited 安山資本有限公司 RO 4 20 December 2021 31 December 2021
Amber Hill Capital Limited 安山資本有限公司 RE 9 10 December 2021 20 December 2021
Amber Hill Capital Limited 安山資本有限公司 RE 4 10 December 2021 20 December 2021
Profit Access Investments Limited 啓利投資有限公司 RO 9 02 June 2020 06 September 2021
Profit Access Investments Limited 啓利投資有限公司 RO 4 02 June 2020 06 September 2021
Profit Access Investments Limited 啓利投資有限公司 RO 1 02 June 2020 06 September 2021
Profit Access Investments Limited 啓利投資有限公司 RE 9 27 May 2020 02 June 2020
Profit Access Investments Limited 啓利投資有限公司 RE 4 27 May 2020 02 June 2020
Profit Access Investments Limited 啓利投資有限公司 RE 1 27 May 2020 02 June 2020
Sinostar Securities Limited 華星證券有限公司 RO 1 30 September 2019 08 May 2020
Sinostar Asset Management Limited 華星資產管理有限公司 RO 9 30 September 2019 08 May 2020
Sinostar Asset Management Limited 華星資產管理有限公司 RO 4 30 September 2019 08 May 2020
Sinostar Asset Management Limited 華星資產管理有限公司 RE 9 09 September 2019 30 September 2019
YONXI International Finance Holdings Limited 雍熙國際金融控股有限公司 RO 9 06 December 2018 01 August 2019
Yuan Tong Global Asset Management Limited 圓通環球資產管理有限公司 RO 9 20 December 2017 10 November 2018
Yuan Tong Global Securities Limited 圓通環球證券有限公司 RO 4 27 October 2017 10 November 2018
Yuan Tong Global Securities Limited 圓通環球證券有限公司 RO 1 27 October 2017 10 November 2018
Grand Cartel Hong Kong Asset Management Limited 宏大香港資產管理有限公司 RO 9 27 April 2016 28 February 2017
Grand Cartel Securities Company Limited 宏大證券有限公司 RO 1 21 September 2015 28 February 2017
Grand Cartel Securities Company Limited 宏大證券有限公司 RE 1 03 August 2015 21 September 2015
CSC Securities (HK) Limited 群益證券(香港)有限公司 RO 9 07 May 2015 18 June 2015
CSC Securities (HK) Limited 群益證券(香港)有限公司 RO 4 07 October 2014 18 June 2015
CSC Securities (HK) Limited 群益證券(香港)有限公司 RO 1 07 October 2014 18 June 2015
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 1 29 August 2014 07 October 2014
Greater China Strategic Capital Limited 中華策略資本有限公司 RO 6 21 May 2013 01 August 2014
Greater China Strategic Capital Limited 中華策略資本有限公司 RE 6 27 March 2013 21 May 2013
Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 RO 9 12 January 2012 26 November 2012
Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 RO 4 12 January 2012 26 November 2012
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RO 4 12 January 2012 28 August 2012
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RO 1 12 January 2012 28 August 2012
Success Securities Limited 實德證券有限公司 RO 1 21 January 2011 23 February 2011
Success Securities Limited 實德證券有限公司 RE 1 22 December 2010 21 January 2011
KCG Fund Management Limited 寶通基金管理有限公司 RO 9 22 October 2008 16 November 2010
KCG Fund Management Limited 寶通基金管理有限公司 RO 4 22 October 2008 16 November 2010
KCG Securities Asia Limited 寶通證券亞洲有限公司 RO 9 22 October 2008 16 November 2010
KCG Securities Asia Limited 寶通證券亞洲有限公司 RO 6 22 October 2008 16 November 2010
KCG Securities Asia Limited 寶通證券亞洲有限公司 RO 4 22 October 2008 16 November 2010
KCG Securities Asia Limited 寶通證券亞洲有限公司 RO 1 22 October 2008 16 November 2010
KCG Fund Management Limited 寶通基金管理有限公司 RE 9 30 September 2008 22 October 2008
KCG Fund Management Limited 寶通基金管理有限公司 RE 4 30 September 2008 22 October 2008
KCG Securities Asia Limited 寶通證券亞洲有限公司 RE 9 30 September 2008 22 October 2008
KCG Securities Asia Limited 寶通證券亞洲有限公司 RE 4 30 September 2008 22 October 2008
KCG Securities Asia Limited 寶通證券亞洲有限公司 RE 1 30 September 2008 22 October 2008
Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 RO 9 28 November 2007 14 May 2008
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RO 4 23 October 2007 14 May 2008
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RO 1 30 January 2007 14 May 2008
Ever-Long Securities Company Limited 長雄證券有限公司 RE 1 31 March 2006 15 August 2006
Kingston Securities Limited 金利豐證券有限公司 RE 1 04 January 2006 13 March 2006
Wintech Securities Limited 盈泰證券有限公司 RO 1 01 April 2003 21 December 2005
Wintech Securities Limited 盈泰證券有限公司 RO 4 01 April 2003 17 December 2004
Wintech Securities Limited 盈泰證券有限公司 RO 6 01 April 2003 17 December 2004
Wintech Securities Limited 盈泰證券有限公司 RO 9 01 April 2003 17 December 2004