SFC Licences of WUN Wai Yee, Duncan 溫偉儀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 RO 9 23 October 2020 23 November 2021
Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 RO 4 23 October 2020 23 November 2021
Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 RO 1 23 October 2020 23 November 2021
Viipark Financial Co., Limited 維寶東園資本有限公司 RO 9 24 October 2018 27 May 2020
Viipark Financial Co., Limited 維寶東園資本有限公司 RO 4 24 October 2018 27 May 2020
Viipark Financial Co., Limited 維寶東園資本有限公司 RO 1 24 October 2018 27 May 2020
East Park Investment Management Co Limited 東園投資管理有限公司 RO 9 30 October 2017 18 January 2018
East Park Investment Management Co Limited 東園投資管理有限公司 RE 9 25 August 2017 30 October 2017
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 4 13 July 2010 27 May 2017
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 1 13 July 2010 27 May 2017
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 4 28 August 2009 13 July 2010
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 28 August 2009 13 July 2010
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RO 4 13 March 2008 22 August 2009
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RO 1 13 March 2008 22 August 2009
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 1 16 July 2004 13 March 2008
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 01 April 2003 22 April 2004
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 4 01 April 2003 22 April 2004
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 6 01 April 2003 22 April 2004
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 9 01 April 2003 22 April 2004
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 7 01 April 2003 22 August 2003