SFC Licences of LO Pui Chi Lyon 盧佩芝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 1 | 19 September 2016 | 22 February 2017 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 21 August 2009 | 04 June 2015 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 12 June 2008 | 01 August 2008 |
| Hoenig (Far East) Limited 漢歷(遠東)有限公司 | RE | 1 | 23 February 2004 | 31 March 2004 |
| Virtu ITG Hong Kong Limited | RE | 7 | 20 February 2004 | 14 April 2008 |
| Virtu ITG Hong Kong Limited | RE | 1 | 20 February 2004 | 14 April 2008 |
| Hoenig (Far East) Limited 漢歷(遠東)有限公司 | RE | 1 | 01 April 2003 | 20 February 2004 |
| Hoenig (Far East) Limited 漢歷(遠東)有限公司 | RE | 4 | 01 April 2003 | 19 February 2004 |
| Hoenig (Far East) Limited 漢歷(遠東)有限公司 | RE | 6 | 01 April 2003 | 19 February 2004 |
| Hoenig (Far East) Limited 漢歷(遠東)有限公司 | RE | 9 | 01 April 2003 | 19 February 2004 |