SFC Licences of LEE Hung Kwong 李鴻光

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zero2IPO Securities Limited 清科證券有限公司 RO 2 13 December 2019 26 November 2020
Hao Tian International Futures Limited 昊天國際期貨有限公司 RO 2 06 October 2016 27 November 2016
Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 RE 2 12 November 2010 31 May 2016
Success Securities Limited 實德證券有限公司 RE 1 12 November 2010 31 May 2016
Success Securities Limited 實德證券有限公司 RE 4 12 November 2010 16 September 2011
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 01 April 2008 01 June 2008
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 RE 4 21 March 2007 01 June 2008
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 21 March 2007 01 June 2008
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RO 2 09 June 2003 01 April 2008
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 01 April 2003 09 June 2003
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 9 01 April 2003 30 April 2003
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 5 01 April 2003 30 April 2003