SFC Licences of GARY Carolyn Ann
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Odyssey Asset Management Limited (trading as CapConnectAsia) | RO | 9 | 10 March 2022 | 10 September 2022 |
| Odyssey Asset Management Limited (trading as CapConnectAsia) | RE | 4 | 25 September 2020 | 30 September 2022 |
| Odyssey Asset Management Limited (trading as CapConnectAsia) | RE | 9 | 25 September 2020 | 10 March 2022 |
| International Commerce Corporation | RE | 9 | 21 November 2014 | 15 August 2017 |
| International Commerce Corporation | RE | 4 | 21 November 2014 | 15 August 2017 |
| Swiss-Asia Asset Management (HK) Limited | RE | 9 | 22 October 2014 | 14 November 2014 |
| Swiss-Asia Asset Management (HK) Limited | RE | 4 | 22 October 2014 | 14 November 2014 |
| Belvest Investment Services Limited 研富投資服務有限公司 | RE | 9 | 01 April 2003 | 23 July 2014 |
| Belvest Investment Services Limited 研富投資服務有限公司 | RE | 4 | 01 April 2003 | 23 July 2014 |
| Belvest Investment Services Limited 研富投資服務有限公司 | RE | 6 | 01 April 2003 | 18 January 2005 |