SFC Licences of CHENG Wai Leung 鄭偉良

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
N Plus Capital Limited	RO	9	01 September 2023
N Plus Capital Limited	RO	4	01 September 2023
Riches Depot Securities Co., Limited 聚富證券有限公司	RO	1	20 September 2022
Ruibang Securities Limited 瑞邦證券有限公司	RO	4	12 April 2022	24 June 2022
Ruibang Securities Limited 瑞邦證券有限公司	RO	1	12 April 2022	24 June 2022
Planetree Securities Limited 梧桐證券有限公司	RO	1	11 June 2021	16 February 2022
Planetree Asset Management Limited 梧桐資產管理有限公司	RO	9	23 February 2021	16 February 2022
Planetree Futures Limited 梧桐期貨有限公司	RO	2	23 February 2021	16 February 2022
Planetree Futures Limited 梧桐期貨有限公司	RE	2	03 February 2021	23 February 2021
VERCAP Financial Services Limited 和昇金融服務有限公司	RO	2	14 April 2020	31 January 2021
Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司	RO	2	07 December 2018	29 February 2020
Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司	RO	1	07 December 2018	29 February 2020
Mango Financial Limited 芒果金融有限公司	RE	4	09 October 2018	29 February 2020
Mango Financial Limited 芒果金融有限公司	RO	1	06 June 2018	29 February 2020
Mango Financial Limited 芒果金融有限公司	RE	1	17 April 2018	06 June 2018
Quest Stockbrokers (HK) Limited 華輝證券有限公司	RO	1	12 September 2017	02 February 2018
Quest Stockbrokers (HK) Limited 華輝證券有限公司	RE	1	21 July 2017	12 September 2017
Hao Tian International Futures Limited 昊天國際期貨有限公司	RE	2	11 April 2017	19 June 2017
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	1	11 August 2016	21 October 2016
ICBC International Securities Limited 工銀國際證券有限公司	RO	1	23 September 2015	06 April 2016
ICBC International Securities Limited 工銀國際證券有限公司	RE	2	11 August 2014	06 April 2016
ICBC International Securities Limited 工銀國際證券有限公司	RE	1	11 August 2014	23 September 2015
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	1	15 June 2012	02 August 2014
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RO	1	15 October 2008	15 June 2012
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司	RE	2	16 October 2007	02 August 2014
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	1	02 September 2003	15 October 2008
J.P. Morgan Broking (Hong Kong) Limited	RE	6	01 April 2003	27 May 2003
J.P. Morgan Broking (Hong Kong) Limited	RE	1	01 April 2003	27 May 2003
J.P. Morgan Broking (Hong Kong) Limited	RE	4	01 April 2003	27 May 2003
J.P. Morgan Broking (Hong Kong) Limited	RE	7	01 April 2003	27 May 2003
J.P. Morgan Broking (Hong Kong) Limited	RE	9	01 April 2003	27 May 2003