SFC Licences of KWONG Yuk Ho, Henry 鄺鋈豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Gransing Securities Co., Limited 國投證券有限公司 RO 9 17 September 2020 28 December 2022
Gransing Securities Co., Limited 國投證券有限公司 RO 4 17 September 2020 28 December 2022
Gransing Securities Co., Limited 國投證券有限公司 RE 9 28 July 2020 17 September 2020
Gransing Securities Co., Limited 國投證券有限公司 RE 4 28 July 2020 17 September 2020
Hong Kong International Capital Management Limited 香港國際資本管理有限公司 RO 9 04 December 2018 06 February 2020
Hong Kong International Capital Management Limited 香港國際資本管理有限公司 RO 4 04 December 2018 06 February 2020
Hong Kong International Capital Management Limited 香港國際資本管理有限公司 RE 9 19 November 2018 04 December 2018
Hong Kong International Capital Management Limited 香港國際資本管理有限公司 RE 4 19 November 2018 04 December 2018
CNI Global Assets Management Limited 中國北方環球資產管理有限公司 RO 9 02 June 2015 09 June 2018
CNI Securities Group Limited 中國北方證券集團有限公司 RO 4 13 May 2014 09 June 2018
Oriental Patron Securities Limited 東英亞洲證券有限公司 RE 4 04 November 2013 17 March 2014
Glenworth Capital Limited RO 9 21 June 2013 02 October 2013
Glenworth Capital Limited RO 4 21 June 2013 02 October 2013
RE 4 21 May 2012 10 March 2013
South China Capital Limited 南華融資有限公司 RE 6 21 May 2012 10 March 2013
South China Securities Limited 南華證券投資有限公司 RE 1 21 May 2012 10 March 2013
Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 RE 6 13 July 2011 16 May 2012
Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 RE 1 27 May 2011 16 May 2012
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 4 27 May 2011 16 May 2012
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 27 May 2011 16 May 2012
RHB Securities Hong Kong Limited 興業金融證券有限公司 RO 4 08 April 2008 13 January 2011
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 4 04 October 2007 08 April 2008
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 4 16 March 2005 27 May 2006
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 1 16 March 2005 27 May 2006