| Institution |
Role |
Licences |
Start date |
End date |
Tianda Securities Limited 天大証券有限公司
|
RO |
4 |
30 June 2020 |
|
Tianda Asset Management Limited 天大資產管理有限公司
|
RO |
4 |
18 June 2020 |
|
Tianda Securities Limited 天大証券有限公司
|
RO |
1 |
06 April 2020 |
|
Tianda Asset Management Limited 天大資產管理有限公司
|
RO |
9 |
10 December 2019 |
|
Golden Jade Capital Limited 金瑜融資有限公司
|
RO |
6 |
08 September 2016 |
30 November 2019 |
Golden Jade Asset Management Limited 金瑜資產管理有限公司
|
RO |
9 |
26 August 2015 |
30 November 2019 |
Sino Wealth Securities Limited 國新證券有限公司
|
RO |
1 |
21 March 2014 |
10 October 2014 |
Tianda Asset Management Limited 天大資產管理有限公司
|
RO |
9 |
24 April 2013 |
20 March 2014 |
Tianda Securities Limited 天大証券有限公司
|
RO |
1, 2 |
18 January 2011 |
20 March 2014 |
ICBC International Asset Management Limited 工銀國際資產管理有限公司
|
RO |
4, 9 |
14 December 2009 |
19 July 2010 |
ICBC International Fund Management Limited 工銀國際基金管理有限公司
|
RO |
4, 9 |
16 November 2009 |
19 July 2010 |
ICBC International Futures Limited 工銀國際期貨有限公司
|
RO |
2 |
25 June 2009 |
19 July 2010 |
ICBC International Securities Limited 工銀國際證券有限公司
|
RO |
1 |
25 June 2009 |
19 July 2010 |
ICBC International Securities Limited 工銀國際證券有限公司
|
RE |
1 |
15 May 2009 |
25 June 2009 |
ICBC International Futures Limited 工銀國際期貨有限公司
|
RE |
2 |
15 May 2009 |
25 June 2009 |
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司
|
RO |
1, 2, 4, 5 |
19 March 2009 |
27 April 2009 |
BOCOM International Asset Management Limited 交銀國際資產管理有限公司
|
RO |
9 |
13 September 2007 |
21 June 2008 |
BOCOM International Securities Limited 交銀國際證券有限公司
|
RO |
1, 2, 4, 5 |
10 September 2007 |
21 June 2008 |
BOCOM International Holdings Company Limited 交銀國際控股有限公司
|
RO |
2, 5 |
26 November 2005 |
03 March 2008 |
BOCOM International Holdings Company Limited 交銀國際控股有限公司
|
RO |
1, 4, 6, 9 |
01 April 2003 |
03 March 2008 |
BOCOM International Holdings Company Limited 交銀國際控股有限公司
|
RO |
7 |
01 April 2003 |
08 September 2003 |