SFC Licences of LAU Chak Lam 劉澤林

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hantec Wealth Management Company Limited 亨達財富管理有限公司 RO 9 02 June 2022
Hantec Wealth Management Company Limited 亨達財富管理有限公司 RO 4 02 June 2022
Tianda Securities Limited 天大証券有限公司 RO 4 30 June 2020 30 October 2020
Tianda Asset Management Limited 天大資產管理有限公司 RO 4 18 June 2020 30 October 2020
Tianda Securities Limited 天大証券有限公司 RO 1 22 November 2019 30 October 2020
Tianda Asset Management Limited 天大資產管理有限公司 RO 9 24 September 2019 30 October 2020
Tianda Asset Management Limited 天大資產管理有限公司 RE 9 26 August 2019 24 September 2019
Sun Growth Asset Management Limited 志昇資產管理有限公司 RO 9 25 July 2018 29 July 2019
Sun Growth Asset Management Limited 志昇資產管理有限公司 RO 4 25 July 2018 29 July 2019
Sun Growth Securities Limited 志昇証券有限公司 RO 1 22 December 2017 29 July 2019
Sun Growth Securities Limited 志昇証券有限公司 RE 1 11 October 2017 22 December 2017
Tianda Asset Management Limited 天大資產管理有限公司 RO 9 30 October 2015 20 July 2017
Tianda Securities Limited 天大証券有限公司 RO 2 26 August 2015 20 July 2017
Tianda Securities Limited 天大証券有限公司 RO 1 26 August 2015 20 July 2017
Delta Asia Securities Limited 滙業證券有限公司 RO 3 28 February 2013 06 August 2015
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 RO 5 14 September 2012 06 August 2015
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 RO 2 14 September 2012 06 August 2015
Delta Asia Securities Limited 滙業證券有限公司 RO 4 14 September 2012 06 August 2015
Delta Asia Securities Limited 滙業證券有限公司 RO 1 14 September 2012 06 August 2015
Delta Asia Wealth Management Limited 滙業財富管理有限公司 RO 9 01 August 2012 06 August 2015
Delta Asia Wealth Management Limited 滙業財富管理有限公司 RO 4 01 August 2012 06 August 2015
Delta Asia Securities Limited 滙業證券有限公司 RE 3 04 July 2012 28 February 2013
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 RE 2 04 July 2012 14 September 2012
Delta Asia Securities Limited 滙業證券有限公司 RE 4 04 July 2012 14 September 2012
Delta Asia Securities Limited 滙業證券有限公司 RE 1 04 July 2012 14 September 2012
Delta Asia Wealth Management Limited 滙業財富管理有限公司 RE 9 04 July 2012 01 August 2012
Bright Fund Management Limited 光明投資管理有限公司 RE 9 01 August 2011 21 June 2012
CES Forex (HK) Limited 光證外匯（香港）有限公司 RE 3 03 March 2011 21 June 2012
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 4 17 July 2008 21 June 2012
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 2 13 May 2008 21 June 2012
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 25 March 2008 21 June 2012
Pegasus Fund Managers Limited 東驥基金管理有限公司 RE 9 01 April 2003 22 February 2008
Pegasus Fund Managers Limited 東驥基金管理有限公司 RE 4 01 April 2003 22 February 2008