SFC Licences of LO Yam Pui, Eric 盧任培

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CMB International Global Markets Limited 招銀國際環球市場有限公司	RE	1	26 July 2019	28 November 2019
CMB International Securities Limited 招銀國際證券有限公司	RO	4	08 April 2019	28 November 2019
CMB International Securities Limited 招銀國際證券有限公司	RO	1	08 April 2019	28 November 2019
CMB International Futures Limited 招銀國際期貨有限公司	RO	2	08 April 2019	28 November 2019
CMB International Securities Limited 招銀國際證券有限公司	RE	1	10 January 2019	08 April 2019
CMB International Futures Limited 招銀國際期貨有限公司	RE	2	10 January 2019	08 April 2019
Mason Futures Limited 茂宸期貨有限公司	RE	2	05 September 2018	13 December 2018
Mason Securities Limited 茂宸證券有限公司	RE	1	05 September 2018	13 December 2018
Haitong International Securities Company Limited 海通國際證券有限公司	RO	3	17 June 2013	16 March 2018
iBest Consultants Limited	RO	2	23 March 2012	07 June 2017
Haitong International Securities Company Limited 海通國際證券有限公司	RO	4	14 April 2008	16 March 2018
Haitong International Securities Company Limited 海通國際證券有限公司	RO	1	14 April 2008	16 March 2018
Haitong International Securities Company Limited 海通國際證券有限公司	RE	4	03 May 2005	14 April 2008
Haitong International Futures Limited 海通國際期貨有限公司	RO	5	08 April 2004	16 March 2018
Haitong International Futures Limited 海通國際期貨有限公司	RO	2	08 April 2004	16 March 2018
Haitong International Securities Company Limited 海通國際證券有限公司	RE	3	18 December 2003	17 June 2013
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	01 April 2003	14 April 2008
Haitong International Futures Limited 海通國際期貨有限公司	RE	2	01 April 2003	08 April 2004
Haitong International Securities Company Limited 海通國際證券有限公司	RE	4	01 April 2003	14 October 2003
Haitong International Futures Limited 海通國際期貨有限公司	RE	5	01 April 2003	14 October 2003
Haitong International Futures Limited 海通國際期貨有限公司	RE	7	01 April 2003	14 October 2003
Haitong International Futures Limited 海通國際期貨有限公司	RE	9	01 April 2003	14 October 2003
Haitong International Securities Company Limited 海通國際證券有限公司	RE	9	01 April 2003	29 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司	RE	6	01 April 2003	29 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司	RE	7	01 April 2003	29 September 2003