SFC Licences of TSAI Robert Tu-Yun 蔡篤昀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Pamirs Capital (H.K.) Limited 高原証券有限公司 | RE | 9 | 24 May 2013 | 29 December 2017 |
| Pamirs Capital (H.K.) Limited 高原証券有限公司 | RE | 4 | 24 May 2013 | 29 December 2017 |
| Pamirs Capital (H.K.) Limited 高原証券有限公司 | RE | 1 | 24 May 2013 | 29 December 2017 |
| SFM HK Management Limited 索羅斯基金管理 (香港) 有限公司 | RO | 9 | 20 September 2011 | 30 September 2012 |
| SFM HK Management Limited 索羅斯基金管理 (香港) 有限公司 | RE | 9 | 26 January 2011 | 20 September 2011 |
| Merrill Lynch Far East Limited | RE | 2 | 20 August 2010 | 01 November 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 01 November 2010 |
| Merrill Lynch Far East Limited | RE | 1 | 01 April 2003 | 01 November 2010 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 01 April 2003 | 20 August 2010 |
| Merrill Lynch Far East Limited | RE | 6 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch Far East Limited | RE | 4 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 25 January 2005 |
| Merrill Lynch Far East Limited | RE | 9 | 01 April 2003 | 25 January 2005 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 5 | 01 April 2003 | 25 January 2005 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 7 | 01 April 2003 | 25 January 2005 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 9 | 01 April 2003 | 25 January 2005 |