SFC Licences of LAM Chi Kwong, Jonathan 林志廣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Yun Hai Asset Management Limited 雲海資產管理有限公司	RO	9	22 August 2022
Yun Hai Asset Management Limited 雲海資產管理有限公司	RE	9	16 August 2022	22 August 2022
Xen Capital (HK) Limited 施源資本(香港)有限公司	RO	9	14 October 2020	14 May 2021
Xen Capital (HK) Limited 施源資本(香港)有限公司	RO	4	14 October 2020	14 May 2021
Xen Capital (HK) Limited 施源資本(香港)有限公司	RE	9	27 August 2020	14 October 2020
Xen Capital (HK) Limited 施源資本(香港)有限公司	RE	4	27 August 2020	14 October 2020
WKA Asset Management (Hong Kong) Limited 祿存資產管理(香港)有限公司	RO	4	03 July 2017	04 September 2019
WKA Asset Management (Hong Kong) Limited 祿存資產管理(香港)有限公司	RO	9	18 May 2017	04 September 2019
WKA Asset Management (Hong Kong) Limited 祿存資產管理(香港)有限公司	RE	9	11 May 2017	18 May 2017
MIS Services Limited	RO	9	24 May 2013	01 January 2017
JPMorgan Asset Management (Asia Pacific) Limited	RE	9	10 July 2006	28 February 2007
JPMorgan Asset Management (Asia Pacific) Limited	RE	4	10 July 2006	28 February 2007
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司	RE	1	01 April 2003	28 February 2007
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司	RE	6	01 April 2003	15 January 2004
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司	RE	9	01 April 2003	15 January 2004
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司	RE	4	01 April 2003	15 January 2004