SFC Licences of TSANG Wai Ming 曾慧明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
GLAM Capital Limited 港利資本有限公司	RE	9	09 July 2019
GLAM Capital Limited 港利資本有限公司	RE	4	09 July 2019
GLAM Capital Limited 港利資本有限公司	RE	1	09 July 2019
Caitong International Asset Management Co., Limited 財通國際資產管理有限公司	RE	9	25 January 2016	04 November 2016
Caitong International Asset Management Co., Limited 財通國際資產管理有限公司	RE	4	25 January 2016	04 November 2016
Caitong International Securities Co., Limited 財通國際證券有限公司	RE	1	25 January 2016	04 November 2016
RHB Securities Hong Kong Limited 興業金融證券有限公司	RE	4	22 February 2013	28 April 2013
RHB Securities Hong Kong Limited 興業金融證券有限公司	RE	1	22 February 2013	28 April 2013
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司	RE	4	13 February 2012	02 November 2012
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	1	13 February 2012	02 November 2012
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司	RE	4	21 April 2009	19 October 2009
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	1	21 April 2009	19 October 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	4	05 March 2007	23 August 2007
Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司	RE	4	23 December 2003	16 February 2007
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司	RE	4	01 April 2003	19 November 2003
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司	RE	6	01 April 2003	13 October 2003
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司	RE	9	01 April 2003	13 October 2003