SFC Licences of IP Pui Lan 葉佩蘭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Emperor Wealth Management Limited 英皇財富管理有限公司 | RE | 1 | 27 July 2011 | |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 5 | 24 March 2011 | |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 | RE | 3 | 07 June 2007 | |
| Emperor Securities Limited 英皇證券有限公司 | RE | 4 | 14 November 2005 | |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 14 November 2005 | |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 14 November 2005 | |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RE | 4 | 24 September 2003 | 20 May 2005 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 24 September 2003 | 20 May 2005 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 01 April 2003 | 20 May 2005 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 5 | 01 April 2003 | 22 September 2003 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 9 | 01 April 2003 | 22 September 2003 |