SFC Licences of LUK Wing Sze, Linda 陸穎詩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Allspring Global Investments (Hong Kong) Limited	RO	4	11 January 2023
Allspring Global Investments (Hong Kong) Limited	RO	1	11 January 2023
Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司	RE	9	16 April 2021	22 November 2021
Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司	RE	4	29 March 2021	22 November 2021
Vanguard Investments Hong Kong Limited 領航投資香港有限公司	RO	4	19 October 2012	26 February 2021
Vanguard Investments Hong Kong Limited 領航投資香港有限公司	RO	1	19 October 2012	26 February 2021
Vanguard Investments Hong Kong Limited 領航投資香港有限公司	RE	4	16 August 2012	19 October 2012
Vanguard Investments Hong Kong Limited 領航投資香港有限公司	RE	1	16 August 2012	19 October 2012
PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司	RO	1	02 February 2011	21 May 2012
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司	RO	1	02 February 2011	21 May 2012
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司	RE	1	03 April 2009	02 February 2011
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司	RE	4	02 July 2008	21 May 2012
PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司	RE	1	02 July 2008	02 February 2011
Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司	RO	4	05 January 2006	05 June 2008
Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司	RO	1	05 January 2006	05 June 2008
Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司	RE	4	10 March 2005	05 January 2006
Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司	RE	1	10 March 2005	05 January 2006
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司	RE	4	23 March 2004	21 January 2005
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司	RE	1	23 March 2004	21 January 2005
Mason Securities Limited 茂宸證券有限公司	RE	4	01 April 2003	25 November 2003
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司	RE	4	01 April 2003	25 November 2003
Mason Securities Limited 茂宸證券有限公司	RE	9	01 April 2003	18 November 2003
Mason Securities Limited 茂宸證券有限公司	RE	6	01 April 2003	18 November 2003
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司	RE	9	01 April 2003	18 November 2003
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司	RE	6	01 April 2003	18 November 2003