SFC Licences of LO Cho Yan 盧楚仁

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Magic Compass Securities Limited 摩石證券有限公司 RO 3 10 November 2022 31 October 2023
PingPong Intelligence Limited 乒乓智匯有限公司 RO 3 02 July 2020 11 May 2021
Eddid Securities and Futures Limited 艾德證券期貨有限公司 RO 3 26 November 2018 07 July 2019
Eddid Securities and Futures Limited 艾德證券期貨有限公司 RE 4 01 August 2018 07 July 2019
Eddid Securities and Futures Limited 艾德證券期貨有限公司 RE 1 01 August 2018 07 July 2019
Eddid Securities and Futures Limited 艾德證券期貨有限公司 RE 5 14 May 2018 07 July 2019
Eddid Securities and Futures Limited 艾德證券期貨有限公司 RE 2 14 May 2018 07 July 2019
iBest Investment Services Limited RE 3 03 November 2017 30 April 2018
Haitong International Futures Limited 海通國際期貨有限公司 RE 5 03 November 2017 30 April 2018
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 03 November 2017 30 April 2018
Hao Tian International Futures Limited 昊天國際期貨有限公司 RE 2 20 April 2017 07 September 2017
Hao Tian International Futures Limited 昊天國際期貨有限公司 RO 2 06 October 2016 20 April 2017
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RO 3 11 April 2012 01 March 2016
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 19 March 2012 01 March 2016
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 3 19 March 2012 11 April 2012
South China Forex Limited 南華外匯有限公司 RO 3 02 September 2011 01 February 2012
South China Commodities Limited 南華期貨有限公司 RE 2 27 June 2011 01 February 2012
South China Forex Limited 南華外匯有限公司 RE 3 27 June 2011 02 September 2011
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 15 January 2008 07 June 2011
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 15 January 2008 07 June 2011
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 02 September 2005 19 June 2007
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 02 September 2005 19 June 2007
Cinda International Futures Limited 信達國際期貨有限公司 RE 2 01 April 2003 19 August 2005
Cinda International Investment Management Limited 信達國際投資管理有限公司 RE 3 01 April 2003 19 August 2005
Cinda International Futures Limited 信達國際期貨有限公司 RE 9 01 April 2003 30 December 2003
Cinda International Futures Limited 信達國際期貨有限公司 RE 5 01 April 2003 30 December 2003