SFC Licences of LOU Tak Ki 婁德基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wilson Securities Limited 滙生證券有限公司 RE 4 04 July 2012 20 December 2012
Wilson Securities Limited 滙生證券有限公司 RE 1 04 July 2012 20 December 2012
BWC Forex Limited 寶華世紀外匯有限公司 RE 3 04 July 2012 20 December 2012
Hafoo Securities Limited 哈富證券有限公司 RE 1 04 July 2012 20 December 2012
Success Securities Limited 實德證券有限公司 RE 4 27 February 2008 09 October 2008
Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 RE 3 18 December 2006 09 October 2008
Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 RE 2 18 December 2006 09 October 2008
Success Securities Limited 實德證券有限公司 RE 1 18 December 2006 09 October 2008
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 20 June 2006 22 November 2006
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 20 June 2006 22 November 2006
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 20 June 2006 22 November 2006
Cinda International Securities Limited 信達國際證券有限公司 RE 1 03 February 2005 07 April 2006
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 RE 4 01 April 2003 07 April 2006
Cinda International Investment Management Limited 信達國際投資管理有限公司 RE 3 01 April 2003 07 April 2006
Cinda International Futures Limited 信達國際期貨有限公司 RE 2 01 April 2003 07 April 2006
Cinda International Futures Limited 信達國際期貨有限公司 RE 9 01 April 2003 26 January 2004
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 RE 6 01 April 2003 26 January 2004
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 RE 9 01 April 2003 26 January 2004
Cinda International Futures Limited 信達國際期貨有限公司 RE 5 01 April 2003 26 January 2004