SFC Licences of MAK Hau Lin 麥巧蓮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
First Worldsec Securities Limited 第一金和昇證券有限公司 | RE | 1 | 23 September 2015 | 21 February 2017 |
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 31 December 2010 | 01 April 2015 |
MUSHK Limited | RE | 1 | 23 July 2008 | 30 December 2010 |
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 1 | 02 August 2005 | 18 July 2008 |
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RO | 1 | 25 February 2005 | 02 August 2005 |
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 1 | 18 March 2004 | 25 February 2005 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 01 April 2003 | 16 March 2004 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 6 | 01 April 2003 | 27 February 2004 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 01 April 2003 | 27 February 2004 |