SFC Licences of MAK Hau Lin 麥巧蓮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
First Worldsec Securities Limited 第一金和昇證券有限公司 RE 1 23 September 2015 21 February 2017
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 RE 1 31 December 2010 01 April 2015
MUSHK Limited RE 1 23 July 2008 30 December 2010
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RE 1 02 August 2005 18 July 2008
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RO 1 25 February 2005 02 August 2005
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RE 1 18 March 2004 25 February 2005
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 01 April 2003 16 March 2004
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 6 01 April 2003 27 February 2004
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 4 01 April 2003 27 February 2004