SFC Licences of CHU Chi Yan, Brian 朱智仁

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	09 October 2019
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	1	17 September 2019
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RO	1	15 January 2015	30 August 2019
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	2	15 September 2010	30 August 2019
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	1	15 September 2010	15 January 2015
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	7	15 September 2010	06 March 2013
Morgan Stanley Hong Kong Futures Limited	RE	7	06 June 2006	11 June 2010
Morgan Stanley Hong Kong Futures Limited	RE	2	06 June 2006	11 June 2010
Morgan Stanley Hong Kong Securities Limited	RE	1	06 June 2006	11 June 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	7	06 June 2006	11 June 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	06 June 2006	11 June 2010
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	2	29 June 2004	27 April 2006
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	1	29 June 2004	27 April 2006
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	29 June 2004	27 April 2006
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	1	01 April 2003	25 May 2004
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	6	01 April 2003	25 May 2004
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	4	01 April 2003	25 May 2004
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	9	01 April 2003	25 May 2004