SFC Licences of LEE Chi Ming 李志明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Linkways Investment Management Limited 嶺利投資管理有限公司 RE 2 28 December 2023
Linkways Investment Management Limited 嶺利投資管理有限公司 RE 1 28 December 2023
Linkways Asset Management Limited 嶺利資產管理有限公司 RE 9 28 December 2023
MFG Limited 峰滙金融集團有限公司 RE 9 05 July 2021 30 September 2023
MFG Limited 峰滙金融集團有限公司 RE 2 05 July 2021 30 September 2023
MFG Limited 峰滙金融集團有限公司 RE 1 05 July 2021 30 September 2023
Ayers Alliance Securities (HK) Limited 澳豐証券香港有限公司 RE 1 08 May 2014 22 September 2014
ICBC International Futures Limited 工銀國際期貨有限公司 RE 2 10 August 2009 24 September 2009
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 10 August 2009 24 September 2009
RBC Futures Services (Asia) Limited RE 5 14 December 2004 25 April 2005
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 5 14 December 2004 25 April 2005
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 4 14 December 2004 25 April 2005
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 1 14 December 2004 25 April 2005
RBC Futures Services (Asia) Limited RE 2 09 December 2004 25 April 2005
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 2 09 December 2004 25 April 2005
Refco Forex Limited RE 3 24 September 2004 11 November 2004
ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 RE 2 27 July 2004 11 November 2004
T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 RE 4 31 March 2004 02 July 2004