SFC Licences of KWAN Man Fai, Louis 關文輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China Assets Investment Management Limited 中國資本投資管理有限公司	RO	9	28 August 2018	31 December 2019
China Assets Investment Management Limited 中國資本投資管理有限公司	RO	4	28 August 2018	31 December 2019
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RO	4	09 September 2015	31 May 2017
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RO	1	09 September 2015	31 May 2017
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	4	26 May 2015	09 September 2015
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司	RO	9	18 September 2013	11 February 2015
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司	RO	4	18 September 2013	11 February 2015
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司	RE	9	19 July 2013	18 September 2013
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司	RE	4	19 July 2013	18 September 2013
China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司	RO	9	11 October 2011	15 March 2013
China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司	RO	4	11 October 2011	15 March 2013
Hui Xian Asset Management Limited 滙賢房託管理有限公司	RO	9	08 April 2011	05 August 2011
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司	RO	9	01 August 2008	08 April 2011
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司	RO	4	01 August 2008	08 April 2011
CCB International Asset Management Limited 建銀國際資產管理有限公司	RO	9	16 June 2006	26 May 2008
China Shenghai Investment Management Limited 中國盛海投資管理有限公司	RO	9	01 April 2003	02 June 2006
China Shenghai Investment Management Limited 中國盛海投資管理有限公司	RO	4	01 April 2003	02 June 2006