SFC licenceholder ADH428 CHEUNG Yee Fan 張懿帆

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 13 November 2020

Institution Role Licences Start date End date
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 25 October 2013
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE [1] (Dealing in Securities) 02 July 2013
Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 RE [1] (Dealing in Securities) 26 May 2009 10 April 2013
Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 RE [4] (Advising on Securities) 26 May 2009 18 July 2011
J.P. Morgan Broking (Hong Kong) Limited RE [4] (Advising on Securities), [5] (Advising on Futures Contracts) 24 June 2008 08 May 2009
J.P. Morgan Broking (Hong Kong) Limited RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 05 June 2008 08 May 2009
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 19 March 2007 08 May 2009
Merrill Lynch (Asia Pacific) Limited RE [1] (Dealing in Securities) 04 January 2005 13 February 2007
Merrill Lynch Far East Limited RE [1] (Dealing in Securities) 04 January 2005 13 February 2007
Merrill Lynch Futures (Hong Kong) Limited RE [2] (Dealing in Futures Contracts) 04 January 2005 13 February 2007
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 RE [2] (Dealing in Futures Contracts), [9] (Asset Management) 24 February 2004 28 December 2004
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RE [1] (Dealing in Securities), [9] (Asset Management) 01 April 2003 28 December 2004
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 01 April 2003 07 January 2004