SFC Licences of BAZZONI Federico

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司
RE 1 23 April 2015
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 6 23 April 2015
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司
RE 1, 4, 6 08 May 2013 01 January 2016
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司
RO 1 11 January 2012 01 May 2013
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司
RE 1 08 January 2009 11 January 2012
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司
RE 1 01 April 2003 20 April 2007
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司
RE 4, 6, 9 01 April 2003 04 February 2004