SFC Licences of BAZZONI Federico

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Vantage Capital Markets HK Limited RO 1 17 February 2023
Vantage Capital Markets HK Limited RO 6 06 September 2022
Vantage Capital Markets HK Limited RO 4 06 September 2022
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 23 April 2015 25 August 2022
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 23 April 2015 25 August 2022
CLSA Limited 中信里昂證券有限公司 RE 1 23 April 2015 25 August 2022
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 6 08 May 2013 01 January 2016
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 4 08 May 2013 01 January 2016
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 1 08 May 2013 01 January 2016
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RO 1 11 January 2012 01 May 2013
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 08 January 2009 11 January 2012
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 01 April 2003 20 April 2007
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 4 01 April 2003 04 February 2004
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 9 01 April 2003 04 February 2004
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 6 01 April 2003 04 February 2004