SFC Licences of BAZZONI Federico
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 |
RE | 1 | 23 April 2015 | |
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RE | 4, 6 | 23 April 2015 | |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RE | 1, 4, 6 | 08 May 2013 | 01 January 2016 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | 1 | 11 January 2012 | 01 May 2013 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RE | 1 | 08 January 2009 | 11 January 2012 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RE | 1 | 01 April 2003 | 20 April 2007 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RE | 4, 6, 9 | 01 April 2003 | 04 February 2004 |