SFC Licences of CHAN Kar Wah 陳家驊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Victory Asset Management Limited 德盛資產管理有限公司	RO	9	18 January 2023
Victory Asset Management Limited 德盛資產管理有限公司	RO	4	18 January 2023
Victory Securities (Global) Limited 德盛證券有限公司	RO	1	17 January 2023
Victory Securities (Global) Limited 德盛證券有限公司	RO	2	02 November 2022
Prosper Global Asset Management Limited 盛世環球資產管理有限公司	RO	9	11 November 2020	10 October 2022
Prosper Global Asset Management Limited 盛世環球資產管理有限公司	RO	4	11 November 2020	10 October 2022
LERTHAI Securities (Hong Kong) Limited 勒泰證券(香港)有限公司	RO	2	18 June 2020	18 September 2020
LERTHAI Securities (Hong Kong) Limited 勒泰證券(香港)有限公司	RO	1	18 June 2020	18 September 2020
LERTHAI Asset Management Limited 勒泰資產管理有限公司	RO	9	18 June 2020	18 September 2020
LERTHAI Asset Management Limited 勒泰資產管理有限公司	RO	4	18 June 2020	18 September 2020
GCINT Limited 金禧國際證券有限公司	RO	4	04 February 2020	19 May 2020
GCINT Limited 金禧國際證券有限公司	RO	1	04 February 2020	19 May 2020
GCINT Limited 金禧國際證券有限公司	RE	4	09 January 2020	04 February 2020
GCINT Limited 金禧國際證券有限公司	RE	1	09 January 2020	04 February 2020
AP Capital Management (Hong Kong) Limited 雅柏資本管理(香港)有限公司	RO	9	23 November 2018	26 December 2019
AP Capital Management (Hong Kong) Limited 雅柏資本管理(香港)有限公司	RO	5	23 November 2018	26 December 2019
AP Capital Management (Hong Kong) Limited 雅柏資本管理(香港)有限公司	RO	4	23 November 2018	26 December 2019
AP Capital Management (Hong Kong) Limited 雅柏資本管理(香港)有限公司	RO	2	23 November 2018	26 December 2019
AP Capital Management (Hong Kong) Limited 雅柏資本管理(香港)有限公司	RO	1	23 November 2018	26 December 2019
Afflux Securities Limited 上高證券有限公司	RO	2	17 May 2018	30 September 2018
Afflux Securities Limited 上高證券有限公司	RE	1	01 March 2018	30 September 2018
Delta Asia Financial Futures Limited 滙業金融期貨有限公司	RO	2	28 July 2015	04 September 2017
Delta Asia Wealth Management Limited 滙業財富管理有限公司	RE	9	11 October 2013	04 September 2017
Delta Asia Securities Limited 滙業證券有限公司	RO	3	23 December 2011	04 September 2017
Delta Asia Securities Limited 滙業證券有限公司	RE	1	22 September 2011	04 September 2017
Delta Asia Financial Futures Limited 滙業金融期貨有限公司	RE	2	15 February 2011	28 July 2015
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司	RE	3	23 August 2010	01 January 2011
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司	RE	2	23 August 2010	01 January 2011
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RE	3	26 November 2009	21 April 2010
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RE	2	26 November 2009	21 April 2010
MF Global Hong Kong Limited 明富環球香港有限公司	RE	2	18 August 2009	17 September 2009
MF Global Hong Kong Limited 明富環球香港有限公司	RE	3	19 January 2009	17 September 2009
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RE	3	05 November 2008	12 January 2009
CMC Markets Asia Limited 盈豐財資市場亞洲有限公司	RE	3	22 September 2006	07 July 2007
CES Forex (HK) Limited 光證外匯（香港）有限公司	RE	3	03 February 2006	02 September 2006
Shun Loong Forex Company Limited 順隆外匯有限公司	RE	3	01 April 2003	02 September 2006