SFC Licences of CHU Yeong Kang, Joseph Patrick 徐永康

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Odysseus Capital Management Limited 奧澌資本投資有限公司
RO 4, 9 20 April 2018
Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司
RE 4, 9 03 February 2010 01 September 2011
Odysseus Capital Asia Limited 奧澌資本亞洲有限公司
RO 6 29 October 2009
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4 04 April 2008 02 July 2009
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RO 6 04 October 2007 02 July 2009
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RO 4 04 October 2007 04 April 2008
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 6 11 June 2007 04 October 2007
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司
RO 1, 6 01 April 2003 15 March 2004