SFC Licences of CHU Yeong Kang, Joseph Patrick 徐永康
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Odysseus Capital Management Limited 奧澌資本投資有限公司 |
RO | 4, 9 | 20 April 2018 | |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
RE | 4, 9 | 03 February 2010 | 01 September 2011 |
| Odysseus Capital Asia Limited 奧澌資本亞洲有限公司 |
RO | 6 | 29 October 2009 | |
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RE | 4 | 04 April 2008 | 02 July 2009 |
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RO | 6 | 04 October 2007 | 02 July 2009 |
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RO | 4 | 04 October 2007 | 04 April 2008 |
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RE | 4, 6 | 11 June 2007 | 04 October 2007 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | 1, 6 | 01 April 2003 | 15 March 2004 |