SFC Licences of SHI Jinjing 史晉京

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 13 December 2019 29 October 2021
Haitong International Capital Limited 海通國際資本有限公司 RE 6 25 June 2018 29 October 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 25 June 2018 29 October 2021
SF Partners Limited 盛豐資本有限公司 RO 4 28 January 2014 31 May 2017
Winnington Capital Limited 永靈通金融有限公司 RE 4 27 September 2012 26 May 2013
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 24 June 2010 03 April 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 24 June 2010 03 April 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 24 June 2010 03 April 2012
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RO 6 12 October 2009 07 June 2010
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RO 4 12 October 2009 07 June 2010
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RO 1 12 October 2009 07 June 2010
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 6 17 September 2009 12 October 2009
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 4 17 September 2009 12 October 2009
Lazard Asia (Hong Kong) Limited RO 6 10 November 2005 18 May 2009
Lazard Asia (Hong Kong) Limited RO 4 10 November 2005 18 May 2009
Lazard Asia (Hong Kong) Limited RE 6 24 August 2005 10 November 2005
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 1 01 April 2003 17 June 2005
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 6 01 April 2003 17 June 2005
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 4 01 April 2003 24 January 2005
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 9 01 April 2003 24 January 2005