SFC Licences of HO Sun Ning, Sunning 何新寧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Securities Limited 中銀國際證券有限公司 RE 3 27 September 2011 21 November 2014
BOCI Securities Limited 中銀國際證券有限公司 RE 2 13 October 2005 13 January 2020
BOCI Securities Limited 中銀國際證券有限公司 RE 1 02 August 2004 13 January 2020
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RE 2 02 August 2004 27 January 2011
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 19 April 2004 19 July 2004
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 April 2003 19 July 2004
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 April 2003 19 July 2004
Haitong International Securities Company Limited 海通國際證券有限公司 RE 6 01 April 2003 14 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 9 01 April 2003 14 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 7 01 April 2003 14 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 5 01 April 2003 14 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 9 01 April 2003 14 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 7 01 April 2003 14 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 01 April 2003 14 August 2003