SFC Licences of SO Chi Hang, Christopher 蘇智恆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 25 September 2019 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 25 September 2019 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 19 June 2013 | 22 March 2019 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 03 August 2006 | 22 March 2019 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 03 August 2006 | 31 August 2013 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 03 August 2006 | 31 August 2013 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 01 April 2003 | 26 June 2006 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 01 April 2003 | 26 June 2006 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 6 | 01 April 2003 | 02 December 2003 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 7 | 01 April 2003 | 02 December 2003 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 9 | 01 April 2003 | 02 December 2003 |