SFC Licences of LAM Pung 林芃

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司	RE	1	18 May 2022
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	7	03 June 2013	07 August 2015
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	2	03 June 2013	07 August 2015
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	1	03 June 2013	07 August 2015
ICBC International Securities Limited 工銀國際證券有限公司	RO	1	04 December 2012	20 April 2013
ICBC International Futures Limited 工銀國際期貨有限公司	RE	2	10 September 2012	20 April 2013
ICBC International Securities Limited 工銀國際證券有限公司	RE	1	10 September 2012	04 December 2012
Morgan Stanley Hong Kong Securities Limited	RE	2	06 December 2010	04 June 2012
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	7	28 March 2006	04 June 2012
Morgan Stanley Hong Kong Futures Limited	RE	7	28 March 2006	06 December 2010
Morgan Stanley Hong Kong Futures Limited	RE	2	24 February 2004	06 December 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	09 February 2004	04 June 2012
CLSA Limited 中信里昂證券有限公司	RE	9	01 April 2003	07 January 2004
CLSA Limited 中信里昂證券有限公司	RE	6	01 April 2003	07 January 2004
CLSA Limited 中信里昂證券有限公司	RE	4	01 April 2003	07 January 2004
CLSA Limited 中信里昂證券有限公司	RE	1	01 April 2003	07 January 2004