SFC Licences of LAM Pung 林芃

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 18 May 2022
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 7 03 June 2013 07 August 2015
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 03 June 2013 07 August 2015
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 03 June 2013 07 August 2015
ICBC International Securities Limited 工銀國際證券有限公司 RO 1 04 December 2012 20 April 2013
ICBC International Futures Limited 工銀國際期貨有限公司 RE 2 10 September 2012 20 April 2013
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 10 September 2012 04 December 2012
Morgan Stanley Hong Kong Securities Limited RE 2 06 December 2010 04 June 2012
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 28 March 2006 04 June 2012
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 09 February 2004 04 June 2012
Morgan Stanley Hong Kong Futures Limited RE 7 28 March 2006 06 December 2010
Morgan Stanley Hong Kong Futures Limited RE 2 24 February 2004 06 December 2010
CLSA Limited 中信里昂證券有限公司 RE 1 01 April 2003 07 January 2004
CLSA Limited 中信里昂證券有限公司 RE 4 01 April 2003 07 January 2004
CLSA Limited 中信里昂證券有限公司 RE 6 01 April 2003 07 January 2004
CLSA Limited 中信里昂證券有限公司 RE 9 01 April 2003 07 January 2004