SFC Licences of CHAN Hin Geung, Mark 陳献章

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Leonteq Securities (Hong Kong) Limited RO 4 23 May 2022 07 March 2024
Leonteq Securities (Hong Kong) Limited RO 1 23 May 2022 07 March 2024
KGI Asia Limited 凱基證券亞洲有限公司 RO 4 03 October 2017 31 January 2022
KGI Asia Limited 凱基證券亞洲有限公司 RO 1 03 October 2017 31 January 2022
KGI Asset Management Limited 凱基資產管理有限公司 RO 4 10 August 2016 31 January 2022
KGI Asset Management Limited 凱基資產管理有限公司 RO 1 10 August 2016 31 January 2022
KGI Asset Management Limited 凱基資產管理有限公司 RO 9 06 May 2016 31 January 2022
KGI Asia Limited 凱基證券亞洲有限公司 RO 4 12 April 2016 02 October 2017
KGI Asia Limited 凱基證券亞洲有限公司 RO 1 12 April 2016 02 October 2017
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RO 4 12 April 2016 02 October 2017
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RO 1 12 April 2016 02 October 2017
KGI Wealth Management Limited 凱基財富管理有限公司 RO 4 12 April 2016 02 October 2017
KGI Wealth Management Limited 凱基財富管理有限公司 RO 1 12 April 2016 02 October 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 25 February 2015 12 April 2016
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 25 February 2015 12 April 2016
LW Asset Management Advisors Limited 利達財富管理顧問有限公司 RE 9 16 May 2013 09 January 2015
Standard Advisory Asia Limited 標銀亞洲有限公司 RO 5 09 March 2007 20 April 2007
Standard Advisory Asia Limited 標銀亞洲有限公司 RO 2 09 March 2007 20 April 2007
Standard Advisory Asia Limited 標銀亞洲有限公司 RE 4 09 March 2007 20 April 2007
Standard Advisory Asia Limited 標銀亞洲有限公司 RE 1 09 March 2007 20 April 2007
BOCI Securities Limited 中銀國際證券有限公司 RE 2 25 October 2005 13 April 2006
BOCI Securities Limited 中銀國際證券有限公司 RE 1 01 April 2003 13 April 2006
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RE 2 01 April 2003 13 April 2006
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RE 5 01 April 2003 13 January 2004
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RE 9 01 April 2003 13 January 2004
BOCI Securities Limited 中銀國際證券有限公司 RE 4 01 April 2003 12 January 2004
BOCI Securities Limited 中銀國際證券有限公司 RE 9 01 April 2003 12 January 2004
BOCI Securities Limited 中銀國際證券有限公司 RE 6 01 April 2003 12 January 2004