SFC Licences of CHOK Ngai Wai, Ivy 卓艾維

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司	RE	1	14 December 2010	10 June 2022
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	2	11 June 2010	18 November 2010
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	1	11 June 2010	18 November 2010
Nomura Securities (Hong Kong) Limited	RE	2	04 February 2010	05 May 2010
Nomura Securities (Hong Kong) Limited	RE	1	01 April 2008	05 May 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	01 April 2008	05 May 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	01 April 2008	05 May 2010
Nomura Futures (Hong Kong) Limited	RE	2	01 April 2008	19 February 2010
Morgan Stanley Hong Kong Futures Limited	RE	7	25 October 2006	26 March 2008
Morgan Stanley Hong Kong Securities Limited	RE	1	25 October 2006	26 March 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	7	25 October 2006	26 March 2008
Morgan Stanley Hong Kong Futures Limited	RE	2	27 October 2003	26 March 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	01 April 2003	26 March 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	7	01 April 2003	22 October 2003
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	6	01 April 2003	22 October 2003
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	4	01 April 2003	22 October 2003