SFC Licences of CHEN Wen-Chung 陳文聰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yuan Tong Global Securities Limited 圓通環球證券有限公司 RO 4 02 January 2024
Yuan Tong Global Securities Limited 圓通環球證券有限公司 RO 1 02 January 2024
Yuan Tong Global Asset Management Limited 圓通環球資產管理有限公司 RO 9 02 January 2024
Yuan Tong Global Asset Management Limited 圓通環球資產管理有限公司 RE 9 08 December 2023 02 January 2024
Wegoing Asset Management Limited 星途資產管理有限公司 RO 9 18 August 2022 25 August 2023
Amasse Capital Limited 寶積資本有限公司 RO 1 30 October 2020 25 July 2022
Amasse Asset Management Limited 寶積資產管理有限公司 RO 9 21 May 2020 25 July 2022
Amasse Asset Management Limited 寶積資產管理有限公司 RO 4 21 May 2020 25 July 2022
First Fidelity Capital (International) Limited RO 9 03 June 2016 31 October 2019
First Fidelity Capital (International) Limited RO 4 03 June 2016 31 October 2019
First Fidelity Capital (International) Limited RO 1 03 June 2016 31 October 2019
First Fidelity Capital (International) Limited RE 9 02 June 2016 03 June 2016
First Fidelity Capital (International) Limited RE 4 02 June 2016 03 June 2016
First Fidelity Capital (International) Limited RE 1 02 June 2016 03 June 2016
W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 RO 9 15 October 2015 19 May 2016
W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 RE 9 24 March 2015 17 April 2015
W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 RO 4 07 January 2015 19 May 2016
W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 RO 1 07 January 2015 19 May 2016
W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 RE 4 27 October 2014 07 January 2015
W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 RE 1 27 October 2014 07 January 2015
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RE 2 12 June 2014 30 September 2014
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 4 12 June 2014 30 September 2014
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 12 June 2014 30 September 2014
Open Securities Limited 開盤證券有限公司 RE 2 09 January 2013 30 May 2014
Open Securities Limited 開盤證券有限公司 RE 4 17 September 2012 30 May 2014
Open Securities Limited 開盤證券有限公司 RE 1 17 September 2012 30 May 2014
IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 RE 4 01 August 2012 07 September 2012
IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 RE 1 01 August 2012 07 September 2012
IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 RO 4 01 March 2011 01 August 2012
IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 RO 1 01 March 2011 01 August 2012
IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 RE 4 02 February 2011 01 March 2011
IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 RE 1 02 February 2011 01 March 2011
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 4 29 September 2010 14 January 2011
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 1 29 September 2010 14 January 2011
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 13 September 2010 29 September 2010
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 13 September 2010 29 September 2010
Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 RO 4 29 July 2009 01 September 2010
Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 RO 1 29 July 2009 01 September 2010
Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 RE 4 09 July 2009 29 July 2009
Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 RE 1 09 July 2009 29 July 2009
CSC Securities (HK) Limited 群益證券(香港)有限公司 RO 2 06 July 2007 30 June 2009
CSC Futures (HK) Limited 群益期貨(香港)有限公司 RO 2 27 June 2007 30 June 2009
CSC Securities (HK) Limited 群益證券(香港)有限公司 RO 4 01 June 2007 30 June 2009
CSC Futures (HK) Limited 群益期貨(香港)有限公司 RE 2 07 December 2006 27 June 2007
CSC Financial Services Limited 群益金融服務有限公司 RO 1 25 July 2006 30 June 2009
CSC Securities (HK) Limited 群益證券(香港)有限公司 RO 1 13 January 2006 30 June 2009
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 1 13 December 2005 13 January 2006
IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 RO 4 17 November 2005 30 November 2005
IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 RO 1 17 November 2005 30 November 2005