SFC Licences of LAWRENCE Andrew John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| TS Lombard (Asia) Limited | RO | 4 | 24 January 2020 | 31 March 2021 |
| Bucephalus Research Partnership Limited | RE | 4 | 29 May 2017 | 31 December 2019 |
| Aletheia Analyst Network Limited | RE | 4 | 05 August 2015 | 18 May 2017 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 4 | 29 April 2013 | 26 February 2015 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 25 August 2010 | 24 January 2013 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RE | 4 | 05 November 2009 | 21 May 2010 |
| ICAP Equities Asia Limited | RE | 4 | 29 April 2009 | 24 August 2009 |