SFC licenceholder AED786 YEE Pui Fonk, Janet 余笩昉

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 28 February 2020

Institution Role Licences Start date End date
CEB International Capital Corporation Limited 光銀國際資本有限公司 RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 03 October 2019
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 19 July 2019 03 October 2019
CLSA Limited 中信里昂證券有限公司 RO [1] (Dealing in Securities) 23 April 2015 03 July 2019
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 RO [4] (Advising on Securities), [6] (Advising on Corporate Finance) 23 April 2015 03 July 2019
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RO [4] (Advising on Securities) 17 August 2007 01 January 2016
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RO [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 19 April 2006 01 January 2016
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 01 April 2003 19 April 2006
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE [4] (Advising on Securities) 01 April 2003 30 July 2004
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE [9] (Asset Management) 01 April 2003 31 December 2003