SFC Licences of YEE Pui Fonk, Janet 余笩昉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CEB International Capital Corporation Limited 光銀國際資本有限公司 RO 6 03 October 2019 01 February 2024
CEB International Capital Corporation Limited 光銀國際資本有限公司 RO 4 03 October 2019 01 February 2024
CEB International Capital Corporation Limited 光銀國際資本有限公司 RO 1 03 October 2019 01 February 2024
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE 6 19 July 2019 03 October 2019
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE 4 19 July 2019 03 October 2019
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE 1 19 July 2019 03 October 2019
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RO 6 23 April 2015 03 July 2019
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RO 4 23 April 2015 03 July 2019
CLSA Limited 中信里昂證券有限公司 RO 1 23 April 2015 03 July 2019
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RO 4 17 August 2007 01 January 2016
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RO 6 19 April 2006 01 January 2016
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RO 1 19 April 2006 01 January 2016
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 1 01 April 2003 19 April 2006
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 6 01 April 2003 19 April 2006
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 4 01 April 2003 30 July 2004
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 9 01 April 2003 31 December 2003