SFC Licences of HO Kit Ming 何傑明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CVP Securities Limited 星火證券有限公司 | RO | 1 | 10 November 2022 | |
CVP Securities Limited 星火證券有限公司 | RE | 1 | 07 November 2022 | 10 November 2022 |
ASA Securities Limited 富國證券有限公司 | RE | 2 | 19 April 2022 | 23 September 2022 |
ASA Securities Limited 富國證券有限公司 | RE | 1 | 19 April 2022 | 23 September 2022 |
Black Marble Securities Limited 貝格隆証券有限公司 | RO | 1 | 12 May 2021 | 31 March 2022 |
Hao Tian International Securities Limited 昊天國際證券有限公司 | RO | 1 | 12 July 2019 | 31 March 2021 |
Hao Tian International Futures Limited 昊天國際期貨有限公司 | RE | 2 | 25 June 2018 | 31 March 2021 |
Hao Tian International Securities Limited 昊天國際證券有限公司 | RE | 1 | 01 April 2003 | 12 July 2019 |
Hao Tian International Securities Limited 昊天國際證券有限公司 | RE | 6 | 01 April 2003 | 02 February 2004 |
Hao Tian International Securities Limited 昊天國際證券有限公司 | RE | 9 | 01 April 2003 | 02 February 2004 |
Hao Tian International Securities Limited 昊天國際證券有限公司 | RE | 4 | 01 April 2003 | 02 February 2004 |