SFC Licences of CHU Ho Yan, Babiana 朱皓欣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 4 14 January 2021
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 1 14 January 2021
GAM Hong Kong Limited 環球投資(香港)有限公司 RO 4 09 August 2013 24 December 2020
GAM Hong Kong Limited 環球投資(香港)有限公司 RO 1 09 August 2013 24 December 2020
GAM Hong Kong Limited 環球投資(香港)有限公司 RE 9 02 November 2006 24 December 2020
GAM Hong Kong Limited 環球投資(香港)有限公司 RE 4 02 November 2006 09 August 2013
GAM Hong Kong Limited 環球投資(香港)有限公司 RE 1 02 November 2006 09 August 2013
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RE 1 01 April 2003 19 September 2006
JPMorgan Asset Management (Asia Pacific) Limited RE 4 01 April 2003 19 September 2006
JPMorgan Asset Management (Asia Pacific) Limited RE 9 01 April 2003 19 September 2006
JPMorgan Asset Management (Asia Pacific) Limited RE 1 16 April 2003 02 April 2004
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RE 4 01 April 2003 02 April 2004
JPMorgan Asset Management (Asia Pacific) Limited RE 6 01 April 2003 02 April 2004
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RE 6 01 April 2003 02 April 2004
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RE 9 01 April 2003 02 April 2004