SFC Licences of WAN Kwok Fung 溫國峰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Kudos Summit Asset Management Limited 森翹資產管理有限公司 RO 9 10 July 2023
Kudos Summit Asset Management Limited 森翹資產管理有限公司 RO 4 10 July 2023
China Finance KAB Limited 中金三甲證券有限公司 RO 4 08 January 2019 31 May 2023
China Finance KAB Limited 中金三甲證券有限公司 RO 2 08 January 2019 31 May 2023
China Finance KAB Limited 中金三甲證券有限公司 RO 1 08 January 2019 31 May 2023
China Finance KAB Asset Management Limited 中金三甲資產管理有限公司 RO 4 06 August 2018 31 May 2023
China Finance KAB Asset Management Limited 中金三甲資產管理有限公司 RO 9 21 March 2017 31 May 2023
Kaiser Futures Limited 嘉信期貨有限公司 RE 2 25 May 2011 25 November 2016
Kaiser Securities Limited 嘉信証券有限公司 RE 1 25 May 2011 25 November 2016
Sun Yi Company Limited 新而有限公司 RE 2 03 November 2008 01 April 2011
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 03 November 2008 01 April 2011
Prudential Index Trading Company Limited 信誠期貨有限公司 RE 2 01 April 2003 13 October 2008
Prudential Brokerage Limited 信誠證券有限公司 RE 1 01 April 2003 13 October 2008
Prudential Index Trading Company Limited 信誠期貨有限公司 RE 5 01 April 2003 09 June 2004
Prudential Index Trading Company Limited 信誠期貨有限公司 RE 9 01 April 2003 09 June 2004
Prudential Brokerage Limited 信誠證券有限公司 RE 4 01 April 2003 09 June 2004
Prudential Brokerage Limited 信誠證券有限公司 RE 6 01 April 2003 09 June 2004
Prudential Brokerage Limited 信誠證券有限公司 RE 7 01 April 2003 09 June 2004
Prudential Brokerage Limited 信誠證券有限公司 RE 9 01 April 2003 09 June 2004