SFC Licences of NG Suet Man 吳雪雯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Silverbricks Securities Company Limited 元庫證券有限公司 RO 2 08 April 2021
Silverbricks Securities Company Limited 元庫證券有限公司 RE 1 22 September 2020
Silverbricks Securities Company Limited 元庫證券有限公司 RE 2 29 January 2021 08 April 2021
Guotai Junan FX Limited 國泰君安外匯有限公司 RE 3 28 March 2011 31 August 2020
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 01 April 2003 31 August 2020
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 01 April 2003 31 August 2020
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 01 April 2003 30 December 2003
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 5 01 April 2003 30 December 2003
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 6 01 April 2003 30 December 2003
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 9 01 April 2003 30 December 2003
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 9 01 April 2003 30 December 2003