SFC Licences of NG Suet Man 吳雪雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Silverbricks Securities Company Limited 元庫證券有限公司 | RO | 2 | 08 April 2021 | |
Silverbricks Securities Company Limited 元庫證券有限公司 | RE | 2 | 29 January 2021 | 08 April 2021 |
Silverbricks Securities Company Limited 元庫證券有限公司 | RE | 1 | 22 September 2020 | |
Guotai Junan FX Limited 國泰君安外匯有限公司 | RE | 3 | 28 March 2011 | 31 August 2020 |
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 01 April 2003 | 31 August 2020 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 01 April 2003 | 31 August 2020 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 01 April 2003 | 30 December 2003 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 6 | 01 April 2003 | 30 December 2003 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 9 | 01 April 2003 | 30 December 2003 |
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 5 | 01 April 2003 | 30 December 2003 |
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 9 | 01 April 2003 | 30 December 2003 |