SFC Licences of CHUNG Suk Moon 鄭碩紋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 12 March 2012 | 11 June 2018 |
| Nomura Securities (Hong Kong) Limited | RE | 2 | 12 March 2012 | 23 April 2013 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 14 August 2008 | 11 June 2018 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 12 July 2004 | 24 March 2008 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 12 July 2004 | 24 March 2008 |
| UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 03 June 2004 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 03 June 2004 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 03 June 2004 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 03 June 2004 |