SFC Licences of CHANDLER Benjamin Victor Michael

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 4 17 November 2023
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RO 1 28 May 2021
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 1 16 November 2020 28 May 2021
UBS Securities Hong Kong Limited RO 2 19 December 2016 01 November 2019
UBS Securities Hong Kong Limited RO 1 19 December 2016 01 November 2019
UBS Derivatives Hong Kong Limited RO 2 24 May 2012 18 December 2016
UBS Securities Hong Kong Limited RO 1 24 May 2012 18 December 2016
UBS Securities Asia Limited RE 2 29 June 2011 01 November 2019
UBS Securities Asia Limited RE 1 29 June 2011 01 November 2019
UBS Derivatives Hong Kong Limited RE 2 29 June 2011 24 May 2012
UBS Securities Hong Kong Limited RE 1 29 June 2011 24 May 2012
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 7 23 June 2010 30 March 2011
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 2 24 June 2004 30 March 2011
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 18 August 2003 30 March 2011
Deutsche Futures Hong Kong Limited 德意志期貨香港有限公司 RE 2 18 August 2003 24 June 2004
Morgan Stanley Hong Kong Futures Limited RE 2 01 April 2003 10 July 2003
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 01 April 2003 10 July 2003
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 01 April 2003 10 July 2003
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 01 April 2003 10 July 2003
Morgan Stanley Hong Kong Futures Limited RE 7 01 April 2003 10 July 2003
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 01 April 2003 10 July 2003